Chen, Xi (SFC:BNU854) 陳曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMS ASSET MANAGEMENT (HK) CO., LIMITED | Rep | Advising on securities | 2018-11-15 | 2019-07-26 | Rep | Asset management | 2018-11-15 | 2019-07-26 |
| 2 | HuaAn Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-08-10 | Rep | Asset management | 2021-08-24 | Rep | Dealing in securities | 2022-03-11 |
| 3 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2019-09-23 | 2021-07-09 | Rep | Dealing in securities | 2019-10-15 | 2021-07-09 |
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