Li, Kai Yuen 李佳原
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2022-09-13 | Rep | Dealing in securities | 2022-09-13 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Advising on securities | 2022-06-28 | Rep | Dealing in futures contracts | 2022-06-28 | Rep | Dealing in securities | 2022-06-28 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-12-18 | 2019-03-08 | Rep | Advising on securities | 2019-05-16 | 2020-12-11 | Rep | Dealing in securities | 2019-05-16 | 2020-12-11 |
| 4 | Vontobel Limited | Rep | Dealing in securities | 2021-02-26 | 2022-06-13 |
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