Ho, Ho Yin (SFC:BNY370) 何浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-09-27 | Rep | Advising on securities | 2021-09-27 | Rep | Asset management | 2021-09-27 |
| 2 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2018-12-21 | 2019-07-25 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-08-14 | 2020-03-17 | Rep | Dealing in securities | 2019-10-16 | 2020-03-17 |
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