Cheung, Agatha Chau Wan 張秋雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CEB International Capital Corporation Limited | Rep | Advising on corporate finance | 2019-05-28 | 2019-07-05 | Rep | Advising on securities | 2019-05-28 | 2019-07-05 | Rep | Dealing in securities | 2019-05-28 | 2019-07-05 | RO | Advising on corporate finance | 2019-07-05 | RO | Advising on securities | 2019-07-05 | RO | Dealing in securities | 2019-07-05 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-04-16 | 2015-10-13 | Rep | Dealing in securities | 2014-04-16 | 2015-10-13 | Rep | Advising on corporate finance | 2014-08-20 | 2015-10-13 | RO | Advising on corporate finance | 2015-10-13 | 2018-10-31 | RO | Advising on securities | 2015-10-13 | 2018-10-31 | RO | Dealing in securities | 2015-10-13 | 2018-10-31 |
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