Seward, Thomas William (SFC:BOA532)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Houlihan Lokey (China) Limited | Rep | Advising on corporate finance | 2019-01-11 | 2020-11-20 | Rep | Advising on securities | 2019-01-11 | 2020-11-20 | Rep | Dealing in securities | 2019-01-11 | 2020-11-20 | RO | Advising on corporate finance | 2020-11-20 | RO | Advising on securities | 2020-11-20 | RO | Dealing in securities | 2020-11-20 |
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