Cham, Alvin Ho-Cheun 湛浩泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-01-21 | 2019-12-31 | Rep | Dealing in securities | 2019-01-21 | 2019-12-31 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-08-11 | |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2020-08-11 | Rep | Dealing in futures contracts | 2020-08-11 | Rep | Dealing in securities | 2020-08-11 |
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