Wang, Yao (SFC:BNY393) 王瑤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-10-09 | 2021-02-11 | Rep | Asset management | 2020-10-09 | 2021-02-11 | Rep | Dealing in securities | 2020-12-18 | 2021-02-11 |
| 2 | REGENTS CAPITAL LIMITED (GBEN) | Rep | Asset management | 2021-08-17 | |
| 3 | SDHG International Asset Management Limited | Rep | Asset management | 2019-01-22 | 2020-06-22 | Rep | Advising on futures contracts | 2019-10-31 | 2020-06-22 | Rep | Advising on securities | 2019-10-31 | 2020-06-22 |
| 4 | YONG RONG (HK) ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-02-25 | 2021-05-13 |
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