Tan, Shih Min 陳世民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF CAPITAL LIMITED | Rep | Advising on securities | 2017-10-23 | 2018-03-27 |
| 2 | Asiya Investments Hong Kong Limited | Rep | Advising on securities | 2014-05-13 | 2017-04-28 | Rep | Asset management | 2014-05-13 | 2017-04-28 |
| 3 | ROCKPOOL CAPITAL LIMITED | Rep | Advising on securities | 2022-06-02 | 2023-05-05 | Rep | Asset management | 2022-06-02 | 2023-05-05 | Rep | Dealing in securities | 2022-06-02 | 2023-05-05 |
| 4 | TRANSASIA PRIVATE CAPITAL LIMITED | Rep | Advising on securities | 2018-04-20 | 2019-07-31 | Rep | Asset management | 2018-05-28 | 2019-07-31 | RO | Advising on securities | 2019-07-31 | 2021-02-18 | RO | Dealing in securities | 2019-07-31 | 2021-02-18 | RO | Asset management | 2019-07-31 | 2022-01-16 | Rep | Advising on securities | 2021-02-18 | 2022-01-16 | Rep | Dealing in securities | 2021-02-18 | 2022-01-16 |
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