Lew, Cheuk Ning 劉卓寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2014-05-22 | 2014-10-13 | Rep | Dealing in securities | 2014-05-22 | 2014-10-13 |
| 2 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2016-10-12 | 2020-06-12 | Rep | Dealing in securities | 2016-10-12 | 2020-06-12 |
| 3 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-06-12 | 2020-06-12 |
| 4 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2020-07-22 | 2021-02-06 |
| 5 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-07-07 | 2021-02-06 |
| 6 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2020-07-07 | 2021-02-06 | Rep | Dealing in securities | 2020-07-07 | 2021-02-06 |
| 7 | KEYSTONE CAPITAL LIMITED (HK) | Rep | Advising on securities | 2021-03-03 | 2023-03-21 | Rep | Asset management | 2021-03-03 | 2023-03-21 | Rep | Dealing in securities | 2021-03-03 | 2023-03-21 | RO | Advising on securities | 2023-03-21 | RO | Asset management | 2023-03-21 | RO | Dealing in securities | 2023-03-21 |
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