Sun, Yu-Huei 孫毓徽
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-02-17 | 2021-08-31 | Rep | Dealing in securities | 2020-02-17 | 2021-08-31 |
| 2 | CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-03-22 | 2023-08-31 |
| 3 | Rich Union Securities (H.K.) Limited | Rep | Asset management | 2014-05-22 | 2015-12-31 |
| 4 | Yuanta Securities (Hong Kong) Company Limited | Rep | Asset management | 2016-01-14 | 2019-11-01 |
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