Han, Yi (SFC:BDO027) 韓翌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-06-05 | 2017-06-28 | Rep | Dealing in securities | 2014-06-05 | 2017-06-28 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2017-09-28 | 2019-05-23 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-09-28 | 2019-05-23 | Rep | Dealing in securities | 2017-09-28 | 2019-05-23 |
| 4 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2019-08-06 |
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