Tsang, Kwok Yee 曾幗懿
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KGI ASIA LIMITED | Rep | Advising on securities | 2014-06-10 | 2017-10-02 | Rep | Dealing in securities | 2014-06-10 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2022-11-30 | Rep | Dealing in securities | 2017-10-03 | 2022-11-30 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2022-12-15 | 2023-09-01 | Rep | Dealing in securities | 2022-12-15 | 2023-09-01 | Rep | Asset management | 2023-01-19 | 2023-09-01 |
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