Liu, Xinguo (SFC:BOD325) 劉新國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2019-02-22 | 2019-06-10 | Rep | Asset management | 2019-02-22 | 2019-06-10 | RO | Advising on securities | 2019-06-10 | 2020-03-12 | RO | Asset management | 2019-06-10 | 2020-03-12 | Rep | Advising on securities | 2021-01-05 | 2021-01-07 | Rep | Asset management | 2021-01-05 | 2021-01-07 | RO | Advising on securities | 2021-01-07 | RO | Asset management | 2021-01-07 | RO | Dealing in securities | 2022-09-13 |
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