Liu, Yihe 劉一賀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Asset Management Limited | Rep | Asset management | 2020-12-23 | 2021-10-26 | RO | Advising on securities | 2020-12-23 | 2021-10-26 |
| 2 | AJ Securities Limited | Rep | Dealing in securities | 2018-04-17 | 2021-10-26 | RO | Advising on securities | 2018-09-20 | 2020-12-23 |
| 3 | BOCOM International Securities Limited | Rep | Advising on securities | 2014-06-16 | 2015-04-29 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2015-05-14 | 2017-05-10 |
| 5 | Soochow Securities International Asset Management Limited | Rep | Advising on securities | 2021-11-02 | 2022-01-13 | Rep | Asset management | 2021-11-02 | 2022-01-13 | Rep | Advising on securities | 2023-08-08 | 2023-10-30 | Rep | Asset management | 2023-08-08 | 2023-10-30 | RO | Advising on securities | 2023-10-30 | RO | Asset management | 2023-10-30 |
| 6 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2022-04-08 | 2023-06-26 |
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