Mowat, John George (SFC:BOD742)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-02-28 | 2019-03-06 | Rep | Dealing in securities | 2019-02-28 | 2019-03-06 | Rep | Advising on securities | 2021-08-30 | 2021-09-02 | Rep | Dealing in securities | 2021-08-30 | 2021-09-02 | Rep | Advising on securities | 2021-10-21 | 2021-10-22 | Rep | Dealing in securities | 2021-10-21 | 2021-10-22 | Rep | Advising on securities | 2023-09-22 | 2023-09-27 | Rep | Dealing in securities | 2023-09-22 | 2023-09-27 | Rep | Advising on securities | 2024-01-26 | 2024-02-02 | Rep | Dealing in securities | 2024-01-26 | 2024-02-02 | Rep | Advising on securities | 2024-02-05 | 2024-02-07 | Rep | Dealing in securities | 2024-02-05 | 2024-02-07 |
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