Lam, Tin Yan (SFC:BNY559) 林天恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on futures contracts | 2023-06-15 | Rep | Advising on securities | 2023-06-15 | Rep | Asset management | 2023-06-15 | Rep | Dealing in securities | 2023-06-15 |
| 2 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2019-03-18 | 2023-02-01 |
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