Lau, Pong Wong 劉邦鍠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-07-10 | 2015-11-20 |
| 2 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2017-04-10 | 2021-01-17 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2017-04-10 | 2021-01-17 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-01-29 | |
| 5 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-01-29 | Rep | Dealing in securities | 2021-01-29 | Rep | Advising on securities | 2023-12-11 |
| 6 | CICC US Securities (Hong Kong) Limited | Rep | Dealing in securities | 2021-01-29 | |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-12-17 | 2017-04-02 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-02-03 | 2017-04-02 |
| 9 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Dealing in securities | 2015-12-17 | 2017-04-02 |
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