Lee, Thurston R
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Point72 Hong Kong Limited | Rep | Asset management | 2024-01-29 | |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2019-04-03 | 2021-05-05 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2019-04-03 | 2021-05-05 |
| 4 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2021-05-03 | 2023-11-25 |
| 5 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Asset management | 2021-05-03 | 2023-11-25 |
| 6 | Goldman Sachs Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2021-05-03 | 2023-11-25 |
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