Lu, Yiyun 陸怡云
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2014-08-06 | 2015-08-15 | Rep | Dealing in securities | 2014-08-06 | 2015-08-15 |
| 2 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2023-09-11 | |
| 3 | Morgan Stanley Asia Limited | Rep | Asset management | 2015-08-31 | 2019-04-04 | Rep | Dealing in securities | 2015-08-31 | 2019-04-04 | Rep | Advising on securities | 2016-05-06 | 2019-04-04 |
| 4 | Point72 Hong Kong Limited | Rep | Asset management | 2020-11-03 | 2023-04-04 |
| 5 | Yishao Capital Management (HK) Limited | RO | Asset management | 2019-07-02 | 2020-09-30 |
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