Li, Guanyu (SFC:BEF245) 李冠諭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2014-09-25 | 2015-08-23 | Rep | Dealing in securities | 2014-09-25 | 2015-08-23 |
| 2 | BOCOM International Securities Limited | Rep | Advising on securities | 2014-09-25 | 2015-08-23 | Rep | Dealing in securities | 2014-09-25 | 2015-08-23 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-03-02 | 2021-04-22 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-09-07 | 2018-01-15 | Rep | Advising on securities | 2015-09-07 | 2018-01-15 | Rep | Dealing in securities | 2015-09-07 | 2018-01-15 |
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