Austin, James Derek
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | First Fidelity Capital (International) Limited | Rep | Advising on securities | 2014-09-25 | 2016-08-09 | Rep | Asset management | 2014-09-25 | 2016-08-09 | Rep | Dealing in securities | 2014-09-25 | 2016-08-09 |
| 2 | Oreana Financial Services Limited | Rep | Dealing in securities | 2017-08-18 | 2019-03-13 | Rep | Advising on securities | 2017-08-18 | 2022-01-10 | Rep | Asset management | 2017-08-18 | 2022-01-10 | RO | Dealing in securities | 2019-03-13 | 2021-09-13 | Rep | Dealing in securities | 2021-09-13 | 2022-01-10 |
| 3 | STI Asset Management Limited | Rep | Advising on securities | 2016-05-26 | 2017-07-21 | Rep | Asset management | 2016-05-26 | 2017-07-21 | Rep | Dealing in securities | 2016-05-26 | 2017-07-21 |
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