Teng, Wai Li 鄧偉立
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Asset Management Limited (HK) | Rep | Asset management | 2020-09-29 | 2022-06-30 |
| 2 | AXA Investment Managers Chorus Limited | Rep | Asset management | 2022-07-15 | 2023-03-17 | Rep | Advising on futures contracts | 2022-08-04 | 2023-03-17 | Rep | Advising on securities | 2022-08-04 | 2023-03-17 |
| 3 | China Alpha Fund Management (HK) Limited | Rep | Advising on securities | 2019-06-05 | 2020-09-18 | Rep | Asset management | 2019-06-05 | 2020-09-18 |
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