Sakamoto, Minoru (SFC:BOL098)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-06-14 | 2019-09-25 | Rep | Advising on securities | 2019-06-14 | 2019-09-25 | Rep | Dealing in securities | 2019-06-14 | 2019-09-25 | RO | Advising on corporate finance | 2019-09-25 | 2022-05-05 | RO | Advising on securities | 2019-09-25 | 2022-05-05 | RO | Dealing in securities | 2019-09-25 | 2022-05-05 | Rep | Advising on corporate finance | 2022-05-05 | 2022-05-13 | Rep | Advising on securities | 2022-05-05 | 2022-05-13 | Rep | Dealing in securities | 2022-05-05 | 2022-05-13 |
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