Chan, Alex King Fai 陳敬輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Brookfield Advisors (Hong Kong) Limited | RO | Advising on securities | 2018-12-10 | 2019-11-29 | RO | Dealing in securities | 2018-12-10 | 2019-11-29 |
| 2 | KGI ASIA LIMITED | Rep | Dealing in securities | 2015-12-24 | 2016-08-23 |
| 3 | PYRMONT WEALTH MANAGEMENT LIMITED | RO | Advising on securities | 2016-09-29 | 2018-07-07 | RO | Asset management | 2016-09-29 | 2018-07-07 |
| 4 | SMART EMPIRE ASSET MANAGEMENT LIMITED | RO | Asset management | 2014-10-10 | 2015-11-01 |
| 5 | TCA Investments (Hong Kong) Limited | RO | Advising on securities | 2021-12-08 | RO | Asset management | 2021-12-08 |
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