Li, Xinyi (SFC:BOH485) 李欣怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-11-15 | 2024-05-08 |
| 2 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Dealing in securities | 2021-11-15 | 2024-05-08 | Rep | Advising on securities | 2021-12-08 | 2024-05-08 |
| 3 | Lion Asset Management Limited (HK) | Rep | Advising on securities | 2019-06-17 | 2019-08-23 | Rep | Asset management | 2019-06-17 | 2019-08-23 |
| 4 | Lion Futures Limited | Rep | Advising on futures contracts | 2019-06-17 | 2019-08-23 | Rep | Dealing in futures contracts | 2019-06-17 | 2019-08-23 |
| 5 | Lion International Securities Group Limited | Rep | Dealing in securities | 2019-06-17 | 2019-08-23 |
| 6 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-09-24 | 2021-10-12 |
| 7 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2019-09-24 | 2021-10-12 |
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