Li, Li (SFC:BEI715) 李黎
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-06-18 | 2021-01-29 | Rep | Dealing in securities | 2020-06-18 | 2021-01-29 |
| 2 | MARSHALL WACE ASIA LIMITED | Rep | Dealing in securities | 2023-10-03 | |
| 3 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-10-20 | 2015-09-16 |
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