Li, Xin (SFC:BON648) 李昕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-27 | 2020-05-19 | Rep | Dealing in securities | 2019-06-27 | 2020-05-19 |
2 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2021-06-02 | 2024-03-22 |
3 | SPDB International Capital Limited | Rep | Dealing in securities | 2020-07-14 | 2021-05-14 |
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