Han, Xiao (SFC:BOO400) 韓笑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-07-04 | 2019-09-14 |
| 2 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-07-04 | 2019-09-14 |
| 3 | Opus Capital Limited (HK) | Rep | Advising on corporate finance | 2020-09-21 | Rep | Dealing in securities | 2020-09-21 | 2022-12-10 |
| 4 | Opus Securities Limited | Rep | Dealing in securities | 2022-11-24 |
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