Xie, Yanqi 謝彥琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMB International Asset Management Limited | Rep | Asset management | 2020-06-02 | |
| 2 | CMB International Securities Limited | Rep | Dealing in securities | 2018-09-24 | |
| 3 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-17 | 2018-07-13 | Rep | Dealing in securities | 2014-11-17 | 2018-07-13 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2017-09-28 | 2018-07-13 |
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