Chen, Xinquan (SFC:BOR543) 陳鑫泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Chorus Limited | Rep | Advising on futures contracts | 2019-08-13 | 2021-04-09 |
| 2 | AXA Investment Managers Chorus Limited | Rep | Advising on securities | 2019-08-13 | 2021-04-09 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2021-05-28 |
| 3 | AXA Investment Managers Chorus Limited | Rep | Asset management | 2019-08-13 | 2021-04-09 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-06-01 |
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