Dai, Zhijie 戴智杰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CMBC ASSET MANAGEMENT COMPANY LIMITED | Rep | Asset management | 2017-06-12 | 2018-05-15 | RO | Asset management | 2018-05-15 | 2018-09-16 |
| 2 | CMBC International Securities Limited | Rep | Advising on securities | 2017-06-01 | 2017-06-12 | Rep | Dealing in securities | 2017-06-01 | 2017-06-12 |
| 3 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-06-12 | 2018-09-16 | Rep | Dealing in securities | 2017-06-12 | 2018-09-16 |
| 4 | Quam Asset Management Limited (b1983-06-28) | Rep | Asset management | 2018-10-08 | 2019-02-27 | Rep | Advising on securities | 2018-10-08 | 2019-04-30 | RO | Asset management | 2019-02-27 | 2023-05-19 | RO | Advising on securities | 2019-04-30 | 2023-05-19 | Rep | Dealing in securities | 2020-04-20 | 2021-08-19 | RO | Dealing in securities | 2021-08-19 | 2023-05-19 |
| 5 | Quam Securities Limited | Rep | Dealing in securities | 2018-10-08 | 2020-04-20 |
| 6 | TFI Asset Management Limited | Rep | Advising on futures contracts | 2023-07-10 | 2023-09-01 | Rep | Advising on securities | 2023-07-10 | 2023-09-01 | Rep | Asset management | 2023-07-10 | 2023-09-01 | RO | Advising on futures contracts | 2023-09-01 | RO | Advising on securities | 2023-09-01 | RO | Asset management | 2023-09-01 |
| 7 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-12-09 | 2017-04-13 | Rep | Advising on securities | 2016-06-06 | 2017-04-13 |
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