Shao, Tianyi 邵天一
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2021-01-06 | 2021-08-25 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2019-09-13 | 2021-08-25 | Rep | Dealing in securities | 2019-09-13 | 2021-08-25 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2019-09-13 | 2020-05-06 |
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