Li, Ka Wai (SFC:BOT810) 李嘉偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2020-01-16 | 2020-05-25 |
| 2 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2023-08-24 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2019-09-19 | 2020-05-25 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2020-07-13 | 2022-10-07 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2019-09-19 | 2020-05-25 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2020-07-13 | 2022-10-07 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2020-07-13 | 2022-10-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy