Li, Ka Wai (SFC:BOT810) 李嘉偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2020-01-16 | 2020-05-25 |
2 | Schonfeld Strategic Advisors (Hong Kong) Limited | Rep | Asset management | 2023-08-24 | |
3 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2019-09-19 | 2020-05-25 |
4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2020-07-13 | 2022-10-07 |
5 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2019-09-19 | 2020-05-25 |
6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2020-07-13 | 2022-10-07 |
7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2020-07-13 | 2022-10-07 |
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