Yiu, Hung Han 姚虹嫻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CPPIB Asia Inc. | Rep | Dealing in securities | 2019-05-23 | 2021-05-07 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2015-04-30 | 2018-07-10 | Rep | Dealing in securities | 2015-04-30 | 2018-07-10 |
| 3 | Sanford C. Bernstein (Hong Kong) Limited | Rep | Advising on securities | 2015-01-14 | 2015-03-13 | Rep | Dealing in securities | 2015-01-14 | 2015-03-13 |
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