Ma, Shang 馬上
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2015-02-06 | 2018-05-04 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2018-07-05 | |
| 3 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-02-06 | 2018-05-04 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-07-05 | |
| 5 | SG SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-02-06 | 2018-05-04 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-07-05 | |
| 7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2018-07-05 |
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