Lu, Yuan (SFC:BEZ159) 陸遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2015-02-12 | 2017-02-02 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on securities | 2017-04-11 | 2018-04-12 | Rep | Advising on corporate finance | 2017-06-09 | 2018-04-12 |
| 3 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-04-26 | 2019-04-25 | Rep | Dealing in securities | 2018-05-18 | 2019-04-25 |
| 4 | CNCBI Asset Management Limited | Rep | Advising on securities | 2019-06-11 | 2022-07-01 | Rep | Asset management | 2019-07-11 | 2022-07-01 | Rep | Dealing in securities | 2020-09-08 | 2022-07-01 |
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