Lam, Derek Tak Wai 林德偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2015-03-02 | 2015-09-01 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-03-02 | 2015-09-01 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2016-01-13 | 2016-10-05 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2016-01-13 | 2016-10-05 |
| 5 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-12-17 | 2019-07-31 |
| 6 | Everbright Securities Global (HK) Limited | Rep | Advising on corporate finance | 2018-12-17 | 2019-07-31 |
| 7 | Everbright Securities Global (HK) Limited | Rep | Dealing in securities | 2018-12-17 | 2019-07-31 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2018-12-17 | 2019-07-31 |
| 9 | Altive Limited | Rep | Advising on securities | 2021-07-19 | 2023-02-28 |
| 10 | Altive Limited | Rep | Asset management | 2021-07-19 | 2023-02-28 |
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