Kwok, Ho Yin (SFC:BFA974) 郭浩賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-06-05 | 2019-05-31 | Rep | Advising on securities | 2017-06-05 | 2019-05-31 | Rep | Dealing in securities | 2017-06-05 | 2019-05-31 |
| 2 | Essence Corporate Finance (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-01-27 | 2017-05-04 |
| 3 | Essence International Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-02-22 | 2017-05-04 |
| 4 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2015-03-05 | 2016-01-20 |
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