Dou, Yik Siu 屠益兆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2024-05-29 | Rep | Dealing in securities | 2024-05-29 |
| 2 | NF Trinity Capital (Hong Kong) Limited | Rep | Advising on securities | 2015-03-19 | 2016-02-26 | Rep | Asset management | 2015-03-19 | 2016-02-26 |
| 3 | TIANLI FINANCIAL LIMITED | Rep | Advising on securities | 2016-11-28 | 2018-08-21 | Rep | Asset management | 2016-11-28 | 2018-08-21 |
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