Chen, Yu (SFC:BFD957) 陳瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Central China International Futures Company Limited | Rep | Dealing in futures contracts | 2017-11-28 | 2018-07-30 |
| 2 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2017-11-28 | 2018-07-30 |
| 3 | Changjiang Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-10-08 | 2016-04-14 |
| 4 | Changjiang Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-03-30 | 2016-04-14 |
| 5 | FTFT International Securities and Futures Limited | Rep | Advising on securities | 2020-09-18 | 2020-11-10 | Rep | Dealing in futures contracts | 2020-09-18 | 2020-11-10 | Rep | Dealing in securities | 2020-09-18 | 2020-11-10 | RO | Advising on securities | 2020-11-10 | 2021-04-28 | RO | Dealing in futures contracts | 2020-11-10 | 2021-04-28 | RO | Dealing in securities | 2020-11-10 | 2021-04-28 |
| 6 | Hao Tian Asset Management Limited | Rep | Asset management | 2017-07-07 | 2017-11-16 |
| 7 | Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2017-04-25 | 2017-11-16 |
| 8 | Hao Tian International Securities Limited | Rep | Dealing in securities | 2017-09-14 | 2017-11-16 |
| 9 | RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2021-04-30 | RO | Advising on securities | 2022-03-07 | RO | Asset management | 2022-03-07 | RO | Dealing in futures contracts | 2023-03-06 |
| 10 | SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2016-04-18 | 2017-04-05 |
| 11 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2016-04-18 | 2017-04-05 |
| 12 | Zinvest Global Limited | Rep | Advising on futures contracts | 2019-10-02 | 2020-05-15 | Rep | Advising on securities | 2019-10-02 | 2020-05-15 | Rep | Dealing in futures contracts | 2019-10-02 | 2020-05-15 | Rep | Dealing in securities | 2019-10-02 | 2020-05-15 |
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