Fang, Shuyu 方書予
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2018-11-13 | 2020-01-01 | Rep | Asset management | 2018-11-13 | 2020-01-01 | Rep | Advising on futures contracts | 2019-02-18 | 2020-01-01 | Rep | Advising on futures contracts | 2021-03-30 | 2022-03-11 | Rep | Advising on securities | 2021-03-30 | 2022-03-11 | Rep | Asset management | 2021-03-30 | 2022-03-11 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-11-13 | 2020-01-01 | Rep | Asset management | 2018-11-13 | 2020-01-01 | Rep | Advising on futures contracts | 2019-02-18 | 2020-01-01 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2018-11-13 | 2020-01-01 | Rep | Asset management | 2018-11-13 | 2020-01-01 | Rep | Dealing in securities | 2018-11-13 | 2020-01-01 | Rep | Advising on securities | 2021-03-30 | 2022-03-11 | Rep | Asset management | 2021-03-30 | 2022-03-11 | Rep | Dealing in securities | 2021-03-30 | 2022-03-11 |
| 4 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-04-08 | 2018-08-17 | Rep | Asset management | 2015-04-08 | 2018-08-17 | Rep | Dealing in securities | 2015-06-25 | 2018-08-17 |
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