Lu, Yang (SFC:BPJ266) 陸晹
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bosera Asset Management (International) Co., Limited | Rep | Asset management | 2021-01-05 | 2023-08-14 | Rep | Dealing in securities | 2021-01-05 | 2023-08-14 | Rep | Advising on securities | 2021-01-12 | 2023-08-14 |
| 2 | ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-01-23 | 2020-06-30 |
| 3 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-01-23 | 2020-06-30 |
| 4 | TIANYAN CAPITAL LIMITED | Rep | Asset management | 2023-09-07 |
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