Liu, Xiaomeng (SFC:BEN196) 劉笑夢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | RO | Advising on securities | 2016-07-22 | 2018-02-08 | RO | Asset management | 2016-07-22 | 2018-02-08 | RO | Dealing in securities | 2016-07-22 | 2018-02-08 |
| 2 | LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2018-02-14 | 2018-03-06 | Rep | Dealing in securities | 2018-02-14 | 2018-03-06 | RO | Advising on securities | 2018-03-06 | RO | Dealing in securities | 2018-03-06 |
| 3 | PICC Asset Management (Hong Kong) Company Limited | RO | Advising on securities | 2015-04-16 | 2016-05-26 | RO | Asset management | 2015-04-16 | 2016-05-26 |
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