Ching, Sum 程琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-12 | 2021-05-15 | Rep | Advising on securities | 2020-12-03 | 2021-05-15 |
| 2 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2021-05-28 | 2023-05-18 | Rep | Dealing in futures contracts | 2021-06-15 | 2023-05-18 |
| 3 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-08-04 | Rep | Dealing in securities | 2023-08-04 |
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