He, Jiaozi 何驕子
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2020-04-14 | 2021-01-04 | Rep | Advising on securities | 2020-04-14 | 2021-01-04 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2021-02-08 | 2022-03-18 | Rep | Dealing in securities | 2021-02-08 | 2022-10-28 | Rep | Advising on corporate finance | 2021-04-09 | 2022-10-28 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2020-04-14 | 2021-01-04 | Rep | Dealing in securities | 2020-04-14 | 2021-01-04 |
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