Tsoi, Tsz Wan Vivian 蔡芷韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-15 | 2015-09-02 |
| 2 | Fosun International Securities Limited | Rep | Asset management | 2016-11-25 | 2017-08-18 | Rep | Dealing in securities | 2016-11-25 | 2017-08-18 |
| 3 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2016-09-06 | 2016-09-15 |
| 4 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-12-17 | 2016-09-15 |
| 5 | INNOVAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2020-08-31 | 2022-09-30 |
| 6 | Soul Ventures Investment Limited | Rep | Asset management | 2022-10-31 | 2022-12-01 | RO | Asset management | 2022-12-01 | 2024-03-15 |
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