Li, Han (SFC:BPO810) 李涵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INSTINET PACIFIC LIMITED | Rep | Advising on securities | 2020-05-12 | 2022-03-07 |
| 2 | INSTINET PACIFIC LIMITED | Rep | Automated trading services | 2020-05-12 | 2022-03-07 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2022-04-11 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2022-04-11 | |
| 4 | INSTINET PACIFIC LIMITED | Rep | Dealing in securities | 2020-05-12 | 2022-03-07 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2022-04-11 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 2022-04-11 |
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