Lu, Yang (SFC:BFY812) 盧楊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2015-08-05 | 2017-01-06 | Rep | Dealing in securities | 2015-08-05 | 2017-01-06 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-08-05 | 2017-01-06 |
| 3 | MUFG Securities Asia Limited | Rep | Advising on corporate finance | 2017-02-06 | 2021-01-18 | Rep | Dealing in securities | 2017-02-06 | 2021-01-18 |
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