Lim, Dao Xuan

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Apollo Management Asia Pacific Limited Rep Dealing in securities 2020-07-02 2021-07-24
2 Apollo Management Hong Kong Limited Rep Dealing in securities 2020-06-04 2020-07-01
3 GATEWAY CAPITAL (HONG KONG) LIMITED Rep Asset management 2017-03-13 2018-06-29
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2015-08-11 2016-10-05
Rep Dealing in securities 2015-08-11 2016-10-05

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